PTX Securities, LLC as Managing Broker Dealer specializes in comprehensive sponsor support services. PTX assist sponsors in the design and engineering of marketable products and manages the sponsor’s offering by balancing the needs and requirements of the sponsor, selling group members and regulators while ultimately positioning a product’s qualities for the financial advisor and their retail clients.

PTX Securities, LLC understands the needs and desires of retail investors, the motivations of a financial adviser, complex compliance requirements, and business needs of broker dealers that join a selling group. PTX also understands the role that FINRA regulators play in protecting the interests of investors.

Managing Broker Dealer

PTX Securities, LLC offers expert Managing Broker Dealer Services from product inception to the close of the offering. All while balancing needs of the sponsor, selling group members and regulatory requirements. As Managing Broker Dealer, PTX will provide these services to the sponsor. Read More

Distribution Team

Our team of experienced wholesalers, help sponsors raise capital efficiently while presenting the most professional and compliant image in the marketplace. PTX’s distribution team is comprised of seasoned professionals committed to excellence with deep relationships in the financial advisor community. Read More